Consumer Duty – Expectations for small to medium sized firms

Are you ready for the new Consumer Duty regulation? The webinar is hosted by Mark Goold of the FCA, and will cover the background to the regulation, examples of good practice and is targeted at firms who advise on pensions/investments

Topics to be covered include:

• Understanding the background to, and the key elements of the Consumer Duty
• Identifying the areas firms need to consider to ensure they are meeting the new requirements
• Understanding the FCA’s supervisory approach to implementation of the
• Consumer Duty

Structured CPD Applicable.

For Financial Professionals Only